Projects & selected work

Selected professional contributions and applied work

A selection of work spanning policy governance, control frameworks, cross-border regulatory alignment and applied AI Governance research.

Professional examples are summarised at a high level to respect confidentiality.

01

Professional contribution

Global Marketing Material Policy Alignment

Context

Policy governance in a global financial services compliance environment.

Contribution

Maintained and aligned policy requirements with regulatory and organisational developments, coordinated stakeholder input and supported their translation into guidance and controls.

Regulatory interpretation · Policy governance · Stakeholder coordination · Controls

02

Professional contribution

Conflicts of Interest Framework and Controls

Context

Governance and procedural control enhancement across functions and locations.

Contribution

Contributed to the assessment and enhancement of the register framework, procedural controls and remediation activity, with attention to documentation and implementation traceability.

Governance · Control frameworks · Remediation · Audit readiness

03

Professional experience

Cross-Border Custody Market Requirements

Context

Regulatory and operational requirements across multiple jurisdictions.

Contribution

Analysed market requirements and collaborated with legal, risk, business and operational stakeholders to support alignment with processes and controls.

Cross-border requirements · Operational alignment · Risk & controls

04

Individual applied academic research

AI-Driven Compliance in Financial Services

Context

CAS thesis on navigating risks and governance toward responsible AI adoption.

Contribution

Examined regulatory developments and AI-related risks and developed governance recommendations concerning classification, oversight, validation, monitoring and traceability.

AI Governance · Regulatory analysis · Human oversight · Responsible adoption

05

Group academic work

Governance of an Internal Generative AI Platform

Context

Academic case study in a financial institution setting.

Contribution

Contributed analysis and recommendations covering governance, privacy, security, quality assurance, training, monitoring and phased implementation.

Governance · Privacy & security · Quality assurance · Adoption

Professional contact

For professional exchange on compliance, governance and responsible AI.

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