Professional experience
My career spans regulatory compliance, control frameworks and international banking operations, with an increasing focus on governance, regulatory interpretation and practical implementation.
Career overview
My professional core is regulatory compliance. Within UBS Compliance & Operations Risk Control, I provided second-line compliance coverage for Global Wealth Management Products and Solutions.
My earlier roles covered custody market requirements across jurisdictions and international securities and cash operations. This operational foundation supports my practical understanding of how regulatory requirements interact with processes, controls and business realities.
Career chronology
Professional development and applied research
Continued structured professional development and applied research at the intersection of Regulatory Compliance and responsible AI Governance, building on the preceding financial services compliance career.
UBS Business Solutions AG · Compliance & Operations Risk Control — Second Line of Defence
Provided second-line compliance coverage across policy and control topics, regulatory change, risk assessments and remediation activity.
UBS · Zurich
Analysed and communicated custody market requirements across jurisdictions and supported their alignment with operational processes and controls.
UBS · Zurich
Managed relationships with local custodians and correspondent banks and supported compliant, effective securities and cash operations across international markets.
Credit Suisse · Zurich
Managed global custodian relationships and coordinated securities and cash-related operational activity across multiple markets.
2020—2025
In this role, I worked within UBS Compliance & Operations Risk Control and provided second-line compliance coverage for Global Wealth Management Products & Solutions.
Marketing Materials, UK Financial Promotions, social media and related policy-governance topics.
Client pricing, Conflicts of Interest, procedural controls and risk-framework activities.
Practical guidance, stakeholder coordination and translation of requirements into workable measures.
Control effectiveness, remediation, traceable documentation and audit readiness.
Working approach
Understand regulatory expectations and their practical implications.
Turn requirements into policies, assessments, guidance and controls.
Work with relevant stakeholders to implement requirements through practical measures, processes and controls.
Support clear documentation, traceability, remediation and audit readiness.
Selected professional examples
Professional contact
